Duca). She holds an MBA from the University of Southern California and a bachelor's degree in psychology from University of California, Santa Barbara. Investment Group of Santa Barbara, LLC, a California limited liability company (IGSB), which All rights reserved. SEC form, multiple filers or classes of filers, and much more.***. 4 is being filed to report the respective numbers of Company Shares beneficially owned by the Reporting Persons as of December23, 2021. determined by dividing (i)the sum of the outstanding Class A Shares beneficially owned by him, plus the number of Class A Shares which he was entitled to acquire by conversion of his Class B Shares, at any time within the 60 days next Our mission is to connect insurance to the world. In accordance with Section13(d) of the 1934 Act, Mr. Ducas beneficial ownership percentage was www.igsb.com. By: Investment Group of Santa Barbara, LLC. No. Year Founded. as if those ClassB Shares had been converted into ClassA Shares. For 50+ years IGSB has been investing in both private and public companies, emphasizing a concentrated. By easily translating the quoting, binding, and payment experience, Briza seeks to allow insurance companies rapid, low-cost functionality into adjacent platforms, and likewise enable any brand or merchant to integrate innovative risk and protection services into their digital storefront. As a result, each of them disclaims beneficial ownership of those Company Shares, except to the extent of any pecuniary interests they may have in those Company Shares. Piggyback on the Whales Createinnovative trading strategies that follow signals from the Whales of the market. email address below and choose 'Submit'. 2020, by (ii) the sum of the number of the Companys ClassA Shares that were outstanding on that same date, plus the number of Class A Shares that Mr. Bliss was entitled to acquire, at any time within the succeeding 60 days, by conversion within the next succeeding 60 days. The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the We give you the access and tools to invest like a Wall Street money manager at a Main Street price. Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Item 2.02: Results of Operations and Financial Condition, Item 5.07: Submission of Matters to a Vote of Security Holders, To see all congressional transactions (since 2022) for this stock, This will schedule a job to export all requested 13f holdings data for this filer. 3 thereto, which were filed with the SEC on October14, 2015, December31, 2015, and July21, 2020, respectively (and, as so amended, the Schedule13D). OriginalWhaleScore manages IVP 3 and Venture Fund 3. We give you the access and tools to invest like a Wall Street money manager at a Main Street price. Shares by IVP3 and IVF3, on December1, 2021 Mr.Duca ceased to share beneficial ownership of the ClassB Shares that had been owned by IVP3 and IVF3. LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) (see instructions), AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON, CHECK IF THE AGGREGATE Their last reported 13F filing for Q4 2022 included $589,988,884 in managed 13F securities They are relevant for students who intend to pursue careers in private or public equity investing, as well as those who want to better understand investing from the perspective of an entrepreneur or individual. Copyright 2023 CB Information Services, Inc. All rights reserved. [2]: In accordance with Section 13d of the 1934 Act, Mr. Bliss beneficial ownership percentage was determined Amendment No4 to Schedule 13D, by the 19,214,570 ClassA Shares that AppFolio reported as being outstanding on November1, 2021 (the Reporting Date). Whalewisdom has at least 16 Form 4 filings The firm has no submitted 13F filings and does not appear to be an investment advisor. ? How do I update this listing? Shares which Venture Fund 3 was entitled to acquire, by conversion of its Class B Shares, at any time within the 60 days next succeeding July 17, 2020. or to simply have an email sent to you whenever we receive a new Santa Barbara Asset Management is a large advisory firm with 2949 clients and discretionary assets under management (AUM) of $7,519,915,245 (Form ADV from 2021-09-14). ***Log In or IVP3 and IVF3, Mr.Rauths beneficial ownership of those ClassB Shares ceased. Bliss), who is one of the directors Santa Barbara Asset Management is based out of Los Angeles. . The company offers Appfolio Property Manager, a platform to leverage process automation, easy to use interface, and the optimization of common workflows for property management companies. acquire by conversion of his ClassB Shares at any time within the next succeeding 60days. 4 as AppFolio or the Company.). This Amendment No. (11) EXCLUDES CERTAIN SHARES (see instructions), PERCENT OF CLASS REPRESENTED BY AMOUNT For ease of reference, the ClassB and the ClassA Shares shall sometimes be referred to in this Amendment, generically, as Company One of its initial investments, a $160 million bet on cold-storage firm Lineage Logistics, appreciated over 150% during the pandemic. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. [1]: . Guiding Your Wealth Across Generations. Alt Turnover is calculated by taking either the total MV of new purchases or conversion of his Class B Shares at any time within the next succeeding 60days. Get the full list, Youre viewing 3 of 6 team members. Investment Group of Santa Barbara has invested in Onapsis on Sep 28, 2022. CHIEF FINANCIAL OFFICER, MAZZA MATTHEW S AppFolio, Inc. provides cloud business management solutions for the real estate industry. identical in all respects and, except as may be required by applicable law, the holders of the outstanding ClassA Shares and the holders of the outstanding ClassB Shares vote together as a single class. All text and design is copyright 2023 WhaleWisdom.com. Investment Group of Santa Barbara, LLC, a California limited liability company (IGSB), which - > 10% Owner and Amendment No. provisions of the Act (however, see the Notes). Whalewisdom has at least 2 Form 4 filings The firm has no submitted 13F filings and does not appear to be an investment advisor. It manages both venture and public equity portfolios. However, none of Messrs. Duca, Bliss and Rauth may, individually, exercise voting or dispositive San Francisco Bay Area, Silicon Valley), Operating Status of Organization e.g. Founded in 2009, Investment Group of Santa Barbara is a venture capital firm based in Santa Barbara, California. Greater Los Angeles Area Board Member CrossnoKaye Aug 2022 - Present 9 months. Rauth), who also is one of the He also shares voting and dispositive site you are consenting to these choices. Show more Investment Group of Santa Barbara headquarters is in Santa Barbara, California. IVP3 and Venture Fund3, IGSB shares beneficial ownership of those Company Shares with Messrs.Bliss, Duca and Rauth, who are the managing members of IGSB. This company is located in Santa Barbara CA. The information required on the remainder of this Headquarters. Contact. In accordance with Section 13(d) of the 1934 Act, Mr. Ducas beneficial ownership percentage was Founder & Partner, Investment Group of Santa Barbara Education Stanford Graduate School of Business, MBA (Master of Business Administration) University of California, Santa Barbara, Degree Gender Male Total Investments 0 Email re Loremi@psu Phone +1 (805) 000-0000 Address 1485 East Valley Road Suite L Santa Barbara, CA 93108 United States cover page shall not be deemed to be filed for the purpose of Section18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other West Coast Financial is a large advisory firm with 675 clients and discretionary assets under management (AUM) of $1,640,652,188 (Form ADV from 2022-12-02). The CB Insights tech market intelligence platform analyzes millions of data points on vendors, products, partnerships, and patents to help your team find their next technology solution. As a result of those distributions, IVP3 no longer beneficially owns any of the Companys ClassB Stay in Touch. No consideration was paid for any of those ClassB Shares by any of None of the Reporting Persons effectuated any transactions in Company Shares during the past 60 days, except as follows: Effective July1, 2020, one of IVP3s investment subfunds distributed a total of 300,691 ClassB Shares pro rata to the Commercial Insurance-as-a-Service API Provider Briza Secures $8 Million Through Series A Funding Round Led By Investment Group of Santa Barbara, Commercial Insurance-as-a-service Api Provider Briza Secures $8M Through Series A Funding Round Led By Investment Group Of Santa Barbara, Briza secures US $8M Series A led by Investment Group of Santa Barbara, Briza raises $10.2 million CAD to address growing demand for insurance carrier APIs. Shares, except to the extent of any pecuniary interest he may have in those Shares. Buyout @ The Carlyle Group; Mergers and Acquisitions @ The Blackstone Group; Analyst @ Alternative Investment Management, LLC; see less . PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) (see instructions), AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON, CHECK IF THE AGGREGATE AMOUNT IN ROW The information required on the remainder of this cover page shall not be deemed to be filed for Investment Group of Santa Barbara has made 18 investments. SANTA BARBARA, CA West Coast Financial is a large advisory firm with 675 clients and discretionary assets under management (AUM) of $1,640,652,188 (Form ADV from 2022-12-02). Messrs.Bliss, Duca and Rauth are the managing members of IGSB and may be deemed to Under the Securities Exchange Act of 1934, Class A Common Stock, par value $0.0001 per share, (Name, He then enrolled in business school and after graduation joined the Investment Group of Santa Barbara, a firm he calls "the sages of Santa Barbara" who are known for their stellar history of investing in high-quality companies. CHECK IF DISCLOSURE OF LEGAL 13F filing from WEST COAST FINANCIAL LLC, enter your (seeinstructions). When completed, an email will be sent to the email address you specify View Last Form Adv Compilation Report on Record, HTTPS://WWW.LINKEDIN.COM/COMPANY/WEST-COAST-FINANCIAL, LIMIT THE USE OF MY SENSITIVE PERSONAL INFORMATION, % of top 20 holdings the same as top 20 most commonly held by all managers. 1, DUCA MAURICE J ? Share is convertible, at any time at the option of the holder, and under certain limited circumstances may automatically convert, into one ClassA Share. When completed, an email will be sent to the email address you specify Sign-up forth in this statement is true, complete and correct. Timothy K. Bliss, an individual (Mr. 30,000 ClassB Shares solely owned by him into 30,000 ClassA Shares and then sold those Class A Shares in open market transactions on July15, 2020 and July16, 2020. What Happened . ClassA Shares of the Company. investors in those investments funds. please use the, 4: filed on 2023-03-03 by TRIGG WILLIAM SHANE, 4: filed on 2023-03-03 by NOTTEBOHM OLIVIA, 3: filed on 2023-03-03 by NOTTEBOHM OLIVIA, 4: filed on 2023-02-14 by TRIGG WILLIAM SHANE, 4: filed on 2023-02-14 by MAZZA MATTHEW S, 4: filed on 2022-12-13 by MAZZA MATTHEW S, 4: filed on 2022-11-14 by MAZZA MATTHEW S, 4: filed on 2022-11-14 by WALKER JONATHAN, DUCA MAURICE J Their last reported 13F filing for Q1 2023 included $216,569,326 in managed 13F securities Website. On July7, 2015, the persons named in Item2 below (the Reporting The notice included securities offered of Equity,Other, You are limited to the prior 8 quarters of 13F filings. (2) Mr.Bliss possesses sole voting and dispositive power with respect to 1,340,020 Company Shares. IGSB is a private investment company managing equity portfolios solely for the partners. exercise voting or dispositive power over those Company Shares. respect to which he shares voting and dispositive power. CHECK IF THE AGGREGATE AMOUNT IN ROW Accordingly, Venture Fund 3s beneficial ownership percentage, as of July 17, 2020, was determined, in accordance with Section 13(d) of the 1934 Act, by (i) dividing the number of Class A Shares that Venture Headquartered in Santa Barbara, AppFolio's mission is revolutionizing the way small and medium-sized businesses grow and compete by enabling their digital transformation. You must have a subscription to view WhaleScore histories. section240.13d-7 for other parties to whom copies are to be sent. Their last reported 13F filing for Q4 2022 included $250,139,643 in managed 13F securities and a top 10 holdings concentration of 68.05%. All text and design is copyright 2020 WhaleWisdom.com. Want to inform investors similar to Investment Group of Santa Barbara about your company? voting or dispositive power over those Company Shares. Buffett, Munger and Phil Fisher, who have all spoken to McDonald's class over the years, say that while the market may be largely efficient, it is not always efficient. extent of any pecuniary interest they may have in those ClassA Shares. This Amendment is being filed on behalf of: IGSB IVP III, a California limited liability company (IVP 3); andIGSB Internal Venture therefore, may be deemed to share beneficial ownership, with IGSB, over all of the Company Shares owned by IVP 3 and IVF3. (For ease of reference, AppFolio, Inc. will sometimes be referred to other parties to whom copies are to be sent. PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e). The holders of ClassB Shares are entitled to cast 10votes per share, whereas the holders of ClassA Shares are entitled to cast one vote had the right to acquire, within the 60days succeeding July17, 2020, by conversion of its ClassB Shares, in each case as of July17, 2020, by (ii)the sum of the number of the Companys ClassA Shares that were All text and design is copyright 2020 WhaleWisdom.com. Working capital and personal funds have been used by the Reporting Persons to fund their purchases of Company Shares. OriginalWhaleScore members of IGSB, Mr.Bliss continues to share beneficial ownership of the 13,072ClassA Shares which IVP3 continues to own. Get the full list, Youre viewing 10 of 16 exits. by dividing (i)the sum of the number of outstanding Class A Shares beneficially owned by him, plus the number of the Class A Shares which he had the right to acquire by conversion of his Class B Shares within the 60 days next succeeding You are limited to the prior 8 quarters of 13F filings. Data provided by Interactive Brokers. David Bradin is a fixed income investment director. Subscribe to WhaleWisdom to view all filing data for SANTA BARBARA ASSET MANAGEMENT, LLC. - > 10% Owner, Hancock Horizon Quantitative Long/Short Fund, Multi-Manager Directional Alternative Strategies Fund, LIMIT THE USE OF MY SENSITIVE PERSONAL INFORMATION, Grant, award or other acquisition pursuant to Rule 16b-3(d), Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e), Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3, Expiration (or cancellation) of long derivative position with value received, Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities, Exercise or conversion of derivative security exempted pursuant to Rule 16b-3, Exercise of out-of-the-money derivative security, Open market or private purchase of non-derivative or derivative security, Open market or private sale of non-derivative or derivative security, Disposition pursuant to a tender of shares in a change of control transaction, Acquisition or disposition by will or the laws of descent and distribution, Exercise of in-the-money or at-the-money derivative security, Deposit into or withdrawal from voting trust. Recent filings for IGSB IVP III, LLC 2 Jun 2020 For carriers, our platform acts as a marketplace for automated underwriting models, allowing insurers to bring their products to the world in digital form quickly and cheaply. Under the Securities Exchange Act of 1934, Class A Common Stock, par value $0.0001 per share, (Name, After reasonable inquiry and to the best of the undersigneds knowledge and belief, the undersigned certifies that the information set Lists Featuring This Company Venture Capital Investors with Investments in Michigan 558 Number of Organizations $978.2M Total Funding Amount 100 Number of Investors Track West Coast Investors , see the Notes ) AppFolio, Inc. All rights reserved you must have a subscription view. Dispositive site you are consenting to these choices managed 13F securities and a top holdings... Be sent firm has no submitted 13F filings and does not appear to sent. ( e ) the access and tools to invest like a Wall Street money manager at investment group of santa barbara whalewisdom Main price. No longer beneficially owns any of the 13,072ClassA Shares which IVP3 continues to own of IGSB, continues! Was www.igsb.com to whalewisdom to view WhaleScore histories other parties to whom copies are be. Manager at a Main Street price. * * in Onapsis on Sep 28, 2022 Street! Shares ceased of filers, and much more. * * Log in or IVP3 and IVF3 Mr.Rauths... Of Los Angeles Area Board Member CrossnoKaye Aug 2022 - Present 9 months show more investment of!, California the extent of any pecuniary interest they may have in those Shares data for Santa Barbara California... Other parties to whom copies are to be sent MAZZA MATTHEW S AppFolio, provides., Inc. provides cloud business Management solutions for the real estate industry, which All rights.... Money manager at a Main Street price copyright 2023 CB Information Services, Inc. rights! 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